SuperProfs is providing tips to prepare CS Executive capital market and securities law. ICSI has given subject wise specific guidance to CS Executive students who are going to write CS Executive exam.
How to Prepare CS Executive Capital Market and Securities laws. In previous post we have given CS Executive Capital Market and Securities laws previous exams question papers.
The CS Executive Capital Market and Securities laws subject capital market and securities law is a very important subject of the CS Course. The Company Secretaries are recognized under various securities Laws such as Securities Contracts (Regulation) Act, 1956, Depositories Act, 1996,Regulations and guidelines issued by SEBI under the SEBI Act, 1992 and the Listing Agreement of the Stock Exchanges for Equity, Debt, IDRs & SME Listing.
SEBI has also authorized Practicing Company Secretaries to undertake internal audit of various capital market intermediaries and issue of quarterly certificate with respect to reconciliation of share capital audit.
Students’ general perception that capital market and securities law is a theoretical subject, is a myth. The objective of this paper is to give expert knowledge; therefore a student has to be fully conversant of all applicable laws in securities laws. After passing the CS course, the members have to deal with the practical situations and apply the theory of the relevant subject.
CS Executive capital market and securities law Important Preparation Tips
Keeping this in view, student should keep the following points into consideration.
1. Concentrating more on the analytical skill for implication of theory in a given case.
2. As mentioned above a company secretary can conduct internal audit as well as be a compliance officer of the company, so a student is required to have thorough knowledge on Listing Agreement and also on various intermediaries’ regulations.
3. With the enactment of Companies Act, 2013 SEBI has been taking initiatives to align with Companies Act, 2013 and in this direction, it has revised clause 49. So a student has to be well versed with the provisions of clause 49, their applicability and corresponding provisions of Companies Act, 2013 for better understanding and grasp of the subject.
4. Referring case study as posted on the website of SEBI regularly.
5. Attend study circle meetings organised by the chapters regularly on the related topic.
6. Access the websites of SEBI, NSE, BSE etc. for the updated rules and regulations.
7. Referring to one financial daily and journal for latest happenings in the corporate world with respect to the securities laws.
8. Refer to Institute’s Journal ‘Student Company Secretary e-Bulletin’ and ‘Chartered Secretary’ for constant updation on legislative changes made from time to time.
9. For updation, Students are advised to read ‘Student Company Secretary e-Bulletin’, Chartered Secretary, Bare Act, SEBI recommended books and other publications on the subject.
The Students preparing for Executive Programme are advised to study effectively for proper understanding, knowledge adequate gain and have conceptual clarity on the subject. It is equally important to have command and grasping over the subject of Capital Markets and Securities Laws to form a strong foundation which will be helpful at professional level to clear the examination.
How to Prepare CS Executive Module – 1 and Module – 2
ICSI providing specific guidance on each subject in CS Executive programme. Click below links to read
Module – 1
How to Prepare CS Executive Company Law
How to Prepare CS Executive Cost and Management Accounting
How to Prepare CS Executive Economic and Commercial Laws
How to Prepare CS Executive Tax Laws and Practice
Module – 2
How to Prepare CS Executive Company Accounts and Auditing Practices
How to Prepare CS Executive Capital Market and Securities laws
How to Prepare CS Executive Industrial labour and General Laws
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Also Read:
CS Executive Previous Year Question Papers
How To Prepare CS Executive Industrial Labour And General Laws
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Thank you for the guidance… i would like to know which book is good for reading capital market and securities law. which has case laws… kindly guide me
thank you for your guidance,i would like to know which book is good for reading capital market and securities law which has case laws
always prefer icsi module ashish…if you don’t want to prefer icsi module because of a little bit tuff launguage then go for sangeet kedia book..i had also prepared from sangeet kedia and got 61.thanks
great information regarding this subject.would like to touch with you.nice presentation of the subject its good article and informative too.Just on wroth want to add some more info with it.
Security law and capital market is technical subject when you want to read and remember the things you must be start with sort term definitions and concept because short concept linked with big one like Credit rating – read it first and after than read rating symbols and after impact of that.this way really make you comfortable with this.